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Danish electronic document repository: Did government read fine print?

By David Sugar on January 27, 2004 (8:00:00 AM)

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As an individual who is participating in the development of free software solutions for enabling e-government access for the blind, I was very interested to learn of the Danish government's effort to create an electronic document repository. However, the government will face some serious problems if it is carried through according to the current plan. Here's why.

The InfoStructureBase repository Web site, states, among other things:

The target group of the site is technical and non-technical staff from international, national, regional, and local authorities and their providers of IT solutions. Users include developers, information-architects, project managers, IT architects and others.

Furthermore, the mission of this site is stated as:

The Infostructurebase is established to facilitate integration. In order to attain the highest level of integration and interoperability, standardization is necessary. This section contains information on how to standardize information.

The objective of the standardizing work is to determine standards for exchange of data between the public authorities and between public and private institutions. Standardization is a necessary step toward the ability to use and re-use data over the long term, with no lock-in to proprietary tools or undocumented formats.

Using a certain methodology ensures that all the necessary information elements are taken into consideration when creating standards. At the same time, all relevant parties should take note of the standardization work.

The process evolves from establishing the proper group of people ... with the insight of the relevant information area.

The Danish XML Committee is developing a handbook for standardization to support the standardization process.

I had reviewed the ISB repository, only to find a statement that the site is using Microsoft XML schemas for documents that will be in the repository. I further found this statement on the site: "Microsoft Word Document ML schemas published in the Infostructurebase on Monday the 17th November the XML schemas for the Word Document ML along with documentation, was uploaded to the Infostructurebase (ISB)." It further states that "With the Word Document ML specification, anybody can generate, view and process Microsoft word documents on any format. See the legal terms at http://rep.oio.dk/Microsoft.com/officeschemas/LegalNotice.htm".

Looking closely at legal language

I looked at the site with the suggested "legal terms" of use of documents in the repository in Microsoft XML schema formats as suggested. In fact, upon doing that, I found the statement that "anybody can generate, view, and process Microsoft word documents on any format" to be both factually false and misleading. The actual terms that cover the documentation and use of the XML schema defined is covered by a specific and restrictive license, as found at the referenced URL. The terms of this license further state: "There is a separate patent license available to parties interested in implementing software programs that can read and write files that conform to the Specification. This patent license is available at http://www.microsoft.com/mscorp/ip/format/xmlpatentlicense.asp."

Both the existence and actual terms of this XML license patent claim in fact both prevents end users from accessing or using any of the ISB repository except under the terms and conditions set by the original vendor, and therefore in effect, and contrary to the stated mission of the repository, actually prohibits other entities from either accessing or supplying products and services related to the ISB, except under the expressed and explicit terms set and permitted by this vendor.

As a developer of software services and solutions for enabling accessibility to e-government services for the blind, I found that these conditions and licensing would prohibit my ability to specify conditions of use of any of my own products or services in conjunction with the ISB repository or with any other governmental or private institution that uses these file formats.

Furthermore, I found the terms of this license explicitly prohibit commercial entities and individuals from offering certain specific terms or licenses for their commercial products, such as the GNU General Public License, and would in effect prevent the Danish government and private institutions from offering public solicitations on their own terms for goods and services.

Since these conditions on use of ISB data actually restrict the terms of sales for both a soliciting authority, be it a government or private company, and the terms of sale that can be offered by a commercial provider, these conditions, both in part and in whole, are both discriminatory and constitute "restraint of trade," as defined by the European Union, as governed under Article 85 (1) of the Treaty of Rome, and Article 81 of the European Community Treaty, to which Denmark is a signatory party.

The terms and conditions of this patent license also would deny the Danish government's sovereign right to determine terms and conditions of sale with commercial contracts related to the ISB. In effect, through the ISB, by accepting and using patent encumbered document formats that restrict who may access and use their content, the Danish government has created a restricted market in the public's own goods, contrary to both European Community law, and even the most basic government purpose of serving the public interest.

Under the terms and conditions of use offered through the ISB for accessing documents encoded in this schema, even Denmark's own citizens could be legally prohibited from accessing their own government publications unless using products and services specified and approved by the patent license holder, assuming such patents also become valid in Europe. Clearly such a situation is morally and ethically reprehensible as well as fundamentally in violation of European Competition laws.

A few additional issues

There were a few additional issues that I had with the requirement of this license in regard to accessing the ISB site that I would like to clarify, because I did not cover them at all in my original complaint.

  • First, this license claims to control scope of use, such as expressly prohibiting the reading and writing of documents by unlicensed software. This is contrary to the EU draft directive on software patents, which in its current form explicitly permits the creation of unlicensed software -- even when a valid patent exists -- when done for the purpose of interoperability. Should software patents become a matter of law in the EU under these terms, would not those individuals who agreed to this license in advance have then denied themselves the protections that may potentially already exist in law?
  • Second, there are no fixed terms or period of use for the license. Unlike most licenses, where the licensee is asked to include the actual terms of a license, fixed at the time it is received, this license requires the licensee to instead include a url to an external Web site. This indicates that the actual terms and conditions of this license are certainly not perpetual and may be changed at any time at the sole descretion of the vendor; and, in fact, no instrument in the license exists to prevent its terms from being changed in the future.

This violates the concept of equal bargaining power required for a true legal contract to exist and also suggests that the scope of future liability to signatories of this license cannot be determined. The license claims a royalty-free grant, but this is neither a fixed or perpetual condition.

I can only conclude that since the terms of conditions for accessing and using public documents and schemas from the ISB repository is so contrary to the stated mission and goals of this site and even the normal functioning of a free and democratic government, that this was done by mistake or error, and I look forward to the Danish XML committee correcting this issue for all parties concerned.

David Sugar is a GNU maintainer and frequent conference speaker on free software issues based in Europe.

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on Danish electronic document repository: Did government read fine print?

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I'm sure they'll hcange their mind...

Posted by: Anonymous Coward on January 27, 2004 09:12 PM
Now that MS has filed for patents for the XML format. They probably chose that to begin with because they thought XML would be open and usable by anyone, so the vendor did not matter.

Now with the latest move by MS, everything has changed. Your job as a Danish citizen is to make sure they know that.

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Implications Europe Wide

Posted by: Anonymous Coward on January 28, 2004 08:37 AM
I think this has importance not just for Denmark, but for the rest of Europe as well. I think it is relevant to the European anti-trust actions. Maybe this could be brought to the attention of the competition minister?

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Sugar

Posted by: Anonymous Coward on January 27, 2004 09:28 PM
There will be several events and a conference this year about the software patent issue in Europe. See http://plone.ffii.org
Especially it would be very helpful to raise the issue at Brussels at a conference in. A FFII speaker will be at Fosdem 04. It would be very nice to have you at our April Conference/Convention Between 2004-04-13 02:00 PM and 2004-04-15 10:00 PM
http://swpat.ffii.org/events/2004/test04/index.en<nobr>.<wbr></nobr> html

From my experience I would rather say that MS XML patent is very weak and even fails to McCarthy-style limitation guidelines. It is obviously non patentable under current legislation, because it is so badly written! I could pass the EPO but it has to be written in different style. So I would expect to get rid of it, because it will not be granted by the Office very soon.

Also I remind you of Bolkestein ecc. they would enforce free license obligations.

Are you danish? Perhaps you would like to join dk-parl@ffii.org over http://aktiv.ffii.org

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Re:Sugar - no, not Danish

Posted by: David Sugar on January 27, 2004 10:27 PM
Whether this specific or other future related MS XML patent claims are legally valid or not, the ISB is still having people sign onto this Microsoft drafted "patent" license that does restrict ones ability to use and/or later reclaim legal rights regardless of the patent validity. Since there were no patent applications filed at the time, I had considered this action in part an effort to try and claim it is somehow 'normal industry practice' to license XML formats, and therefore using those that agreed to this license in advance as 'proof' of this industry acceptance and a foundation for later efforts such as their very recent patent filings. One might even draw a comparison to SCO trying to get people to sign licenses based on claims they have neither established, nor are likely ever to successfully do so. I think in general the danger of patent on content and access to content in potentially mandated government standards is very clear, even before looking at the specific situation of why this particular case is uniquely bad.


I am not Danish or even from Europe, and I think there is some confusion on this based on yours and anothers comment. After reading what they added to the end of my article, "David Sugar is a GNU maintainer and frequent conference speaker on free software issues based in Europe." I understand this confusion. This probably could have been more correctly stated as "David Sugar is a GNU maintainer and a frequent speaker on free software issues at conferences based in Europe." or something similar. Perhaps the editorial staff could fix that.


David Sugar

dyfet at gnu.org

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Re:Sugar - no, not Danish

Posted by: Anonymous Coward on January 27, 2004 11:19 PM
I wouldn't count on that, David.

In his recent article soliciting questions to ask at this year's Linux World Exposition, Robin Miller admitted that he and Rob Malda were responsible for awarding Microsoft the "Best Integration Product" the previous year. He claimed it was a joke, or something to that effect.

He's a staff member here. I don't see much vision in their behavior, let alone concern for fair representation.

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Biased reports &amp; actions at Gartner, Enderle,

Posted by: Anonymous Coward on January 28, 2004 08:23 AM
Robin Miller admitted that he and Rob Malda were responsible for awarding Microsoft the "Best Integration Product" the previous year.




That's very interesting. I wonder if Robin and Slashdot will, now that they've been outed, cut the same slack to Gartner and Enderle, from where Gartner and Enderle get their revenue for their reports.



If Gartner and Enderle have a conflict in who pays for their reports, wouldn't the same conflict be extended to Newsforge and Slashdot, recipients of Microsoft advertising dollars, having awarded an award to Microsoft, the predatory proprietary 900 lb. gorilla, in a Free Software/Open Source Software business show?



btw, that's a nice cover story for rewarding one of the hands that feeds you, instead of biting the hand that feeds you.



What fucking hypocrites! My view of Newsforge has just been shattered. There was at least one small project/company that was a candidate (and worthy) for that award. Roblimo and Malda awarding that award to Microsoft cost other project(s) needed publicity, and result was a definite loss of increased sales because of the loss of publicity/promotion of the award. Just as I believe Gartner and Enderle are biased because of who pays them, so do I now believe that Roblimo and Malda put their pockets (or those of their employer) ahead (especially during a low revenue year in terms of advertising) of their objectivity or professionalism.


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Danish government obtuseness

Posted by: jens guld on January 28, 2004 07:33 AM
The Danish government and the Danish state administrations are for some reason very Microsoft oriented. When you as a citizen cooperate with the Danish E-government it is not enough that you use Windows, you must use IExplorer.
My personal belief - and I work for a local government here in Denmark - is that this predilection is caused by ignorance, mental lazyness and common garden stupidity and not by darker motives. There was a time when such people said "You don't get fired for buying IBM". And yes, they did get fired. I may be wrong of course but don't look for corruption and Darth Vader when there are simpler explanations available (Occam's razor).

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Schemas

Posted by: Niels Elgaard Larsen on January 29, 2004 10:07 PM
===
I had reviewed the ISB repository, only to find a statement that the site is using Microsoft XML schemas for documents that will be in the repository.
===

The ISB is not _using_ MS XML schemas. The MS XMS schemas was just the first schemas uploaded to the ISB. But hopefully there wille be other schemas (eg. OASIS).

If you are not using a MS Office platform you should not have to use the MS XML shemas.

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Open Office Support please(Star Office to)

Posted by: Anonymous Coward on January 30, 2004 08:30 AM
Just write the java import module now null invoid change a few things that it was a open format ported back to MS Office not a MS format ported to OpenOffice. So format contols a gone.

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