Achieving and maintaining compliance with regulatory frameworks can be challenging for many organizations. Managing security controls manually often leads to excessive use of time and resources, leaving less available for strategic initiatives and business growth.
Standards such as CMMC, HIPAA, PCI DSS, SOC2 and GDPR demand ongoing monitoring, detailed documentation, and rigorous evidence collection. Solutions like UTMStack, an open source Security Information and Event Management (SIEM) and Extended Detection and Response (XDR) solution, streamlines this complex task by leveraging its built-in log centralization, correlation, and automated compliance evaluation capabilities. This article explores how UTMStack simplifies compliance management by automating assessments, continuous monitoring, and reporting.
Understanding Compliance Automation with UTMStack
UTMStack inherently centralizes logs from various organizational systems, placing it in an ideal position to dynamically assess compliance controls. By continuously processing real-time data, UTMStack automatically evaluates compliance with critical controls. For instance, encryption usage, implementation of two-factor authentication (2FA) and user activity auditing among many others can be evaluated automatically.
Figure 1: Automated evaluation of Compliance framework controls.
Example Compliance Control Evaluations:
- Encryption Enforcement: UTMStack continuously monitors logs to identify instances where encryption is mandatory (e.g., data in transit or at rest). It evaluates real-time compliance status by checking log events to confirm whether encryption protocols such as TLS are actively enforced and alerts administrators upon detection of potential non-compliance. The following event, for example would trigger an encryption control failure:
“message”: [{“The certificate received from the remote server was issued by an untrusted certificate authority. Because of this, none of the data contained in the certificate can be validated. The TLS connection request has failed. The attached data contains the server certificate”.}] - Two-Factor Authentication (2FA): By aggregating authentication logs, UTMStack detects whether 2FA policies are consistently enforced across the enterprise. Compliance is assessed in real-time, and automated alerts are generated if deviations occur, allowing immediate remediation. Taking Office365 as an example, the following log would confirm the use of 2FA in a given use authentication attempt:
’’authenticationDetails": [
{"authenticationStepDateTime": "2025-04-29T08:15:45Z","authenticationMethod": "Microsoft Authenticator","authenticationMethodDetail": "Push Notification", "succeeded": true,"authenticationStepResultDetail": "MFA requirement satisfied"}’’ - User Activity Auditing: UTMStack processes comprehensive activity logs from applications and systems, enabling continuous auditing of user and devices actions. This includes monitoring privileged account usage, data access patterns, and identifying anomalous behavior indicative of compliance risks. This is a native function of UTMSatck and automatically checks the control if the required integrations are configured.
No-Code Compliance Automation Builder
One of UTMStack’s standout features is its intuitive, no-code compliance automation builder. Organizations can easily create custom compliance assessments and automated monitoring workflows tailored to their unique regulatory requirements without any programming experience. This flexibility empowers compliance teams to build bespoke compliance frameworks rapidly that update themselves and send reports on a schedule.
Figure 2: Compliance Framework Builder with drag and drop functionality.
Creating Custom Compliance Checks
UTMStack’s no-code interface allows users to:
- Define custom compliance control logic visually.
- Establish automated real-time monitoring of specific compliance conditions.
- Generate and schedule tailored compliance reports.
This approach significantly reduces the administrative overhead, enabling compliance teams to respond swiftly to evolving regulatory demands.
Unified Compliance Management and Integration
Beyond automation, UTMStack serves as a centralized compliance dashboard, where controls fulfilled externally can be manually declared compliant within the platform. This unified “pane of glass” ensures that all compliance assessments—automated and manual—are consolidated into one comprehensive view, greatly simplifying compliance audits.
Moreover, UTMStack offers robust API capabilities, facilitating easy integration with existing Governance, Risk, and Compliance (GRC) tools, allowing seamless data exchange and further enhancing compliance management.
Sample Use Case: CMMC Automation
For CMMC compliance, organizations must demonstrate rigorous data security, availability, processing integrity, confidentiality, and privacy practices. UTMStack automatically evaluates controls related to these areas by analyzing continuous log data, such as firewall configurations, user access patterns, and audit trails.
Automated reports clearly detail compliance status, including specific control numbers and levels, enabling organizations to proactively address potential issues, dramatically simplifying CMMC assessments and future audits.
Figure 3: CMMC Compliance Control details
Compliance Control Evidence Remediation
When a framework control is identified as compliant, UTMStack automatically gathers the necessary evidence to demonstrate compliance. This evidence includes logs extracted from source systems and a dedicated, interactive dashboard for deeper exploration and analysis. Conversely, if the control evaluation identifies non-compliance, UTMStack employs an AI-driven technique known as Retrieval-Augmented Generation to provide remediation steps to security analysts and system engineers.
Compliance controls for each framework are not only evaluated but also provide dashboards for better understanding and navigation:
Figure 4: Compliance automation dashboards.
API-First Compliance Integration
UTMStack’s API-first approach enables compliance automation workflows to integrate effortlessly into existing IT ecosystems. Organizations leveraging various GRC platforms can easily synchronize compliance data, automate reporting, and centralize compliance evidence, thus minimizing manual data handling and significantly improving accuracy and efficiency.
Summary
Compliance management doesn’t have to be complicated or resource-draining. UTMStack’s open source SIEM and XDR solution simplifies and automates compliance with major standards such as CMMC, HIPAA, PCI DSS, SOC2, GDPR, and GLBA. By continuously monitoring logs, dynamically assessing compliance controls, and providing a user-friendly, no-code automation builder, UTMStack dramatically reduces complexity and enhances efficiency.
Organizations can easily customize and automate compliance workflows, maintain continuous monitoring, and integrate seamlessly with existing compliance tools, making UTMStack an invaluable resource for streamlined compliance management.
Join Our Community
We’re continuously improving UTMStack and welcome contributions from the cybersecurity and compliance community.
- GitHub Discussions: Explore our codebase, submit issues, or contribute enhancements.
- Discord Channel: Engage with other users, share ideas, and collaborate on improvements.
Your participation helps shape the future of compliance automation. Join us today!
